Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Raleigh, A to Z.
The short answer
19 registered advisors work at UBS Financial Services Inc. in Raleigh, out of 8,476 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 19 are also registered broker representatives.
UBS Financial Services Inc. advisors in Raleigh, A to Z
Every UBS Financial Services Inc. advisor →- Elizabeth W. AlexanderAlso a broker rep
- Thomas A. BinkleyAlso a broker rep
- Cynthia O. EdwardsAlso a broker rep
- Brendan T. FarrellAlso a broker rep
- Daniel J. GeigerAlso a broker rep
- Benjamin E. GoldsteinAlso a broker rep
- Michael J J. LappinAlso a broker rep
- Thomas F. LappinAlso a broker rep
- Ansley R. MelletteAlso a broker rep
- Donald R. MonroeAlso a broker rep
- Roberto ReyesAlso a broker rep
- Janice J. SandersonAlso a broker rep
- Bruce W. SharpeAlso a broker rep
- Bruce W. Sharpe Jr.Also a broker rep
- Gregory S. SieberAlso a broker rep
- Parker W. SmithAlso a broker rep
- William G. SmithAlso a broker rep
- Jon A. StephensonAlso a broker rep
- Moira C. TrottAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does UBS Financial Services Inc. have in Raleigh?
19 investment adviser representatives are registered at UBS Financial Services Inc. offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 19 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Raleigh?
UBS Financial Services Inc. ranks number 20 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a UBS Financial Services Inc. advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.