Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Raleigh, A to Z.
The short answer
16 registered advisors work at RBC Capital Markets, LLC in Raleigh, out of 3,466 at the firm nationwide; it ranks number 22 in the city by advisors. 2 list the CFP designation and 16 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Raleigh, A to Z
Every RBC Capital Markets, LLC advisor →- Michael G. AustinAlso a broker rep
- Jessica M. CoutsAlso a broker rep
- Sean R. FrelkeAlso a broker rep
- Alexander V. FriendAlso a broker rep
- Joseph A. FriendAlso a broker rep
- Donald D. Getman Jr.Certified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Robert J. GippAlso a broker rep
- Alfred L. Hobgood IVAlso a broker rep
- Marjorie S. JurekAlso a broker rep
- Audrey R. KahCertified Financial Planner · Also a broker rep
- Melanie LinzelAlso a broker rep
- Robert P. McCarthy Jr.Also a broker rep
- Samuel MordecaiAlso a broker rep
- Andrew H. Peatross Jr.Also a broker rep
- Adrienne D. SullivanAlso a broker rep
- Nancy L. WinborneAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does RBC Capital Markets, LLC have in Raleigh?
16 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 2 list the CFP designation and 16 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Raleigh?
RBC Capital Markets, LLC ranks number 22 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a RBC Capital Markets, LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.