Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Edwin M. Braswell III
CRD 5064523 · Raleigh, NC
At a glance
Edwin M. Braswell III is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Raleigh, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Edwin’s SEC record dates to 2006, about 20 years ago. Edwin is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince February 2006Raleigh, NC · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Edwin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.