Adviser and broker representative · Allspring Funds Management, LLC
Bhavesh S. Rana
CRD 5973504 · Mooresville, NC
At a glance
Bhavesh S. Rana is an investment adviser representative with Allspring Funds Management, LLC in Mooresville, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Bhavesh’s SEC record dates to 2022, about 4 years ago. Bhavesh is also registered as a broker representative.
Current advisory firm
- Allspring Funds Management, LLCSince December 2024Mooresville, NC · $325B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Bhavesh’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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