Asset manager · Mooresville, NC
Namcoa
Naples Asset Management Co., LLC · SEC-registered investment adviser · CRD 133978 · SEC 801-66945
At a glance
Namcoa is an SEC-registered investment adviser based in Mooresville, North Carolina, with $404 million in regulatory assets under management as of its Form ADV filed June 3, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 539 individual clients. By Form ADV it is a asset manager, ranked 1,785th of 3,218 asset managers and 8,742nd of 17,210 SEC-registered advisers by assets.
Main office 239-593-5525namcoa.comAs filed on Form ADV
- Regulatory AUM
- $404M
- Rank among asset managers
- #1,785 of 3,218
- Rank among all SEC RIAs
- #8,742 of 17,210
- Rank in North Carolina
- #137 of 288
- Individual clients
- 539
- High-net-worth clients
- 51
- Accounts
- 584
- Discretionary
- 96% of AUM
- Employees
- 11
- Advisory staff
- 8
- Offices
- 5
Owners and executives on its Form ADV
- Paul J. McIntyreMember
- Bryan E. SmithPresident
- Susan R. Riser WhitlockMember & Chairperson
- Ernest J. C'debacaCCO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 44 | $236M | 58% |
| Individuals | 488 | $105M | 26% |
| Charitable organizations | 1 | $39M | 10% |
| High-net-worth individuals | 51 | $24M | 6% |
Disciplinary disclosures
Namcoa answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗namcoa.com ↗
AtlasMembers
The full record on Namcoa
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 980 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Namcoa manage?
Namcoa reports $404 million in regulatory assets under management across 584 accounts, 96% of it on a discretionary basis, on its Form ADV filed June 3, 2026.
What kind of firm is Namcoa?
Namcoa is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Namcoa’s clients?
By assets, its largest client types are pension and profit sharing plans ($236 million, 44 clients); individuals ($105 million, 488 clients); charitable organizations ($39 million, 1 clients).
Does Namcoa have any disciplinary history?
Namcoa answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Namcoa’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →