Adviser and broker representative · Lincoln Investment
Judy M. Poole
CRD 5042647 · Monroe, NC
At a glance
Judy M. Poole is an investment adviser representative with Lincoln Investment in Monroe, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Judy’s SEC record dates to 2018, about 8 years ago. Judy is also registered as a broker representative.
Current advisory firms
- Lincoln InvestmentSince September 2018Monroe, NC · $22B in regulatory assets
- Capital AnalystsSince June 2024Matthews, NC · $8.8B in regulatory assets
SEC adviser record
- Registered since
- 2018 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Judy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.