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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Hickory, NC

Every SEC-registered financial advisor at a firm office in Hickory who lists the Certified Financial Planner designation, A to Z.

8 CFP professionals work in Hickory; the most are at LPL Financial LLC (2). 6 are also registered broker representatives.

CFP advisors in Hickory, A to Z

Every advisor in Hickory →
  • Tyler AikenWells Fargo Clearing Services, LLC · Certified Financial Planner
  • Keith S. Holtsclaw Jr.Truist Advisory Services, Inc. · Certified Financial Planner
  • Tomohiko MinamiLPL Financial LLC · Certified Financial Planner, Chartered Financial Analyst
  • Ryan A. MumySollinda Capital Management LLC · Certified Financial Planner
  • Bradley K. OxfordCredit Union Investment Services · Certified Financial Planner
  • Mark TeagueLPL Financial LLC · Certified Financial Planner
  • Jackson L. WebberWells Fargo Clearing Services, LLC · Certified Financial Planner
  • Anna H. WingerSollinda Capital Management LLC · Certified Financial Planner

Firms with the most CFP professionals in Hickory

LPL Financial LLC 2Sollinda Capital Management LLC 2Wells Fargo Clearing Services, LLC 2Credit Union Investment Services 1Truist Advisory Services, Inc. 1

CFP advisors in other North Carolina cities

All of North Carolina →

Charlotte 644Raleigh 361Greensboro 113Wilmington 90Durham 86Chapel Hill 71Cary 62Asheville 59Huntersville 34Winston Salem 31Cornelius 24Winston-Salem 22Greenville 18Matthews 18Apex 15Wake Forest 14Mooresville 12Davidson 11Fayetteville 11Hendersonville 11Concord 10New Bern 10Pinehurst 10Burlington 9

Questions

How many CFP financial advisors are in Hickory, NC?

8 SEC-registered investment adviser representatives at firm offices in Hickory, North Carolina list the CFP designation; LPL Financial LLC employs the most of them (2).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Hickory?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.