Adviser and broker representative · Level Four Advisory Services
Charles R. Shimer III
CRD 4605945 · Dallas, TX
At a glance
Charles R. Shimer III is an investment adviser representative with Level Four Advisory Services in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Charles’s SEC record dates to 2005, about 21 years ago. Charles is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firms
- Level Four Advisory ServicesSince February 2015Dallas, TX · $6.5B in regulatory assets
- Level Four Capital ManagementSince November 2019Greenville, NC · $1.4B in regulatory assets
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Charles’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.