Investment adviser representative · Savvy
Nicklaus C. Austin
CRD 6163945 · Charlotte, NC
At a glance
Nicklaus C. Austin is an investment adviser representative with Savvy in Charlotte, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicklaus’s SEC record dates to 2014, about 12 years ago.
Current advisory firm
- SavvySince April 2024Charlotte, NC · $5.0B in regulatory assets
SEC adviser record
- Registered since
- 2014 (12 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Nicklaus’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.