Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Charlotte, A to Z.
The short answer
32 registered advisors work at Independent Advisor Alliance, LLC in Charlotte, out of 271 at the firm nationwide; it ranks number 22 in the city by advisors. 9 list the CFP designation and 28 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors in Charlotte, A to Z
Every Independent Advisor Alliance, LLC advisor →- William B. BrantleyAlso a broker rep
- Laura K. BrownAlso a broker rep
- Taylor D. BryantAlso a broker rep
- Mark CapecciAlso a broker rep
- Nathaniel Chambers IIAlso a broker rep
- Terrence ColenAlso a broker rep
- Timothy M. CreechAlso a broker rep
- David G. Curry Jr.Certified Financial Planner · Also a broker rep
- David H. CurryInvestment adviser rep
- Ryan M. CzamaraCertified Financial Planner
- Astute EvansCertified Financial Planner · Also a broker rep
- Craig B. FaileCertified Financial Planner · Also a broker rep
- Richard C. FallinAlso a broker rep
- Stuart R. Gardner Jr.Certified Financial Planner · Also a broker rep
- Grant B. GoodwinAlso a broker rep
- Lauren GramesAlso a broker rep
- Ty G. HensleyAlso a broker rep
- Tyler L. JohnsonCertified Financial Planner · Also a broker rep
- John KamelAlso a broker rep
- Philip A. LeeCertified Financial Planner · Also a broker rep
- Kristy J. MeelerAlso a broker rep
- Derek J. MottoAlso a broker rep
- Jon NeeInvestment adviser rep
- John E. OsterbergAlso a broker rep
- Christopher K. PrevetteChartered Financial Analyst
- Alvin D. Riley IICertified Financial Planner · Also a broker rep
- Jacob RobakAlso a broker rep
- Ernest W. Ross IIICertified Financial Planner · Also a broker rep
- Robert P. RussoAlso a broker rep
- Scott D. SerfassAlso a broker rep
- Jessica N. SextonAlso a broker rep
- Devin P. StampAlso a broker rep
Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC advisors in other cities
Columbia, SC 20Alexander, AR 8Irvine, CA 6Raleigh, NC 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4Lexington, KY 4Richfield, WI 4
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Independent Advisor Alliance, LLC have in Charlotte?
32 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 271 nationwide. 9 list the CFP designation and 28 are also registered as broker representatives.
Is Independent Advisor Alliance, LLC one of the largest advisor employers in Charlotte?
Independent Advisor Alliance, LLC ranks number 22 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Independent Advisor Alliance, LLC advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.