Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in Lexington, KY
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Lexington, A to Z.
The short answer
4 registered advisors work at Independent Advisor Alliance, LLC in Lexington, out of 271 at the firm nationwide; it ranks number 35 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors in Lexington, A to Z
Every Independent Advisor Alliance, LLC advisor →- Daniel CrockettAlso a broker rep
- Christian E. EricksonInvestment adviser rep
- Christian B. EricksonAlso a broker rep
- Rowena Y. RuffAlso a broker rep
Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC advisors in other cities
Charlotte, NC 32Columbia, SC 20Alexander, AR 8Irvine, CA 6Raleigh, NC 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4Richfield, WI 4
Other firms in Lexington
All Lexington advisors →Robert W. Baird & Co. Incorporated 38LPL Financial LLC 37Meridian Wealth Management, LLC 35Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Keystone Financial Group, LLC 24Raymond James Financial Services Advisors, Inc. 24Edward Jones 21McF Advisors, LLC 19J.P. Morgan Securities LLC 17Raymond James & Associates, Inc. 17Morgan Stanley 16Strategic Advisers LLC 15
Questions
How many financial advisors does Independent Advisor Alliance, LLC have in Lexington?
4 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Lexington, Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 271 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Independent Advisor Alliance, LLC one of the largest advisor employers in Lexington?
Independent Advisor Alliance, LLC ranks number 35 in Lexington by registered advisors; Robert W. Baird & Co. Incorporated has the most, with 38.
How do I check a Independent Advisor Alliance, LLC advisor in Lexington?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.