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Financial ADVSR advisor directory · SEC adviser records

Independent Advisor Alliance, LLC financial advisors in Irvine, CA

Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Irvine, A to Z.

The short answer

6 registered advisors work at Independent Advisor Alliance, LLC in Irvine, out of 271 at the firm nationwide; it ranks number 53 in the city by advisors. 4 list the CFP designation and 5 are also registered broker representatives.

Independent Advisor Alliance, LLC advisors in Irvine, A to Z

Every Independent Advisor Alliance, LLC advisor →

Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Independent Advisor Alliance, LLC advisors in other cities

Charlotte, NC 32Columbia, SC 20Alexander, AR 8Raleigh, NC 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4Lexington, KY 4Richfield, WI 4

Other firms in Irvine

All Irvine advisors →

J.P. Morgan Securities LLC 191Wells Fargo Clearing Services, LLC 136Morgan Stanley 102Merrill Lynch, Pierce, Fenner & Smith Incorporated 65LPL Financial LLC 61LPL Enterprise, LLC 59Equitable Advisors, LLC 46Osaic Wealth, Inc. 45Cooper McManus 32UBS Financial Services Inc. 31Strategic Advisers LLC 30Charles Schwab & Co., Inc. 27

Questions

How many financial advisors does Independent Advisor Alliance, LLC have in Irvine?

6 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 271 nationwide. 4 list the CFP designation and 5 are also registered as broker representatives.

Is Independent Advisor Alliance, LLC one of the largest advisor employers in Irvine?

Independent Advisor Alliance, LLC ranks number 53 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 191.

How do I check a Independent Advisor Alliance, LLC advisor in Irvine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.