Financial ADVSR advisor directory · SEC adviser records
Independent Advisor Alliance, LLC financial advisors in Raleigh, NC
Every SEC-registered investment adviser representative at a Independent Advisor Alliance, LLC office in Raleigh, A to Z.
The short answer
6 registered advisors work at Independent Advisor Alliance, LLC in Raleigh, out of 271 at the firm nationwide; it ranks number 46 in the city by advisors. 5 list the CFP designation and 6 are also registered broker representatives.
Independent Advisor Alliance, LLC advisors in Raleigh, A to Z
Every Independent Advisor Alliance, LLC advisor →- Christopher J. DemarestCertified Financial Planner · Also a broker rep
- Murat KaptanogluCertified Financial Planner · Also a broker rep
- Andrew S. LipsonCertified Financial Planner · Also a broker rep
- Vincent C. PerryCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Boone M. WilliamsAlso a broker rep
- Bradley A. WilliamsCertified Financial Planner · Also a broker rep
Independent Advisor Alliance, LLC advisors in every city and state →Independent Advisor Alliance, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Independent Advisor Alliance, LLC advisors in other cities
Charlotte, NC 32Columbia, SC 20Alexander, AR 8Irvine, CA 6Clemmons, NC 5Little Rock, AR 5Matthews, NC 5Sussex, WI 5Tallahassee, FL 5Bismark, ND 4Irmo, SC 4Jacksonville, FL 4Kokomo, IN 4Lexington, KY 4Richfield, WI 4
Other firms in Raleigh
All Raleigh advisors →Wells Fargo Clearing Services, LLC 123Captrust 120Merrill Lynch, Pierce, Fenner & Smith Incorporated 92First Citizens Investor Services, Inc. 91Strategic Advisers LLC 86Morgan Stanley 85Edward Jones 71LPL Financial LLC 65Capital Investment Advisory Services, LLC 62Credit Union Investment Services 52Osaic Wealth, Inc. 51Ameriprise Financial Services, LLC 50
Questions
How many financial advisors does Independent Advisor Alliance, LLC have in Raleigh?
6 investment adviser representatives are registered at Independent Advisor Alliance, LLC offices in Raleigh, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 271 nationwide. 5 list the CFP designation and 6 are also registered as broker representatives.
Is Independent Advisor Alliance, LLC one of the largest advisor employers in Raleigh?
Independent Advisor Alliance, LLC ranks number 46 in Raleigh by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 123.
How do I check a Independent Advisor Alliance, LLC advisor in Raleigh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Advisor Alliance, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.