Financial ADVSR advisor directory · SEC adviser records
Charles Schwab & Co., Inc. financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Charlotte, A to Z.
The short answer
28 registered advisors work at Charles Schwab & Co., Inc. in Charlotte, out of 5,937 at the firm nationwide; it ranks number 27 in the city by advisors. 2 list the CFP designation and 28 are also registered broker representatives.
Charles Schwab & Co., Inc. advisors in Charlotte, A to Z
Every Charles Schwab & Co., Inc. advisor →- Noah AritaAlso a broker rep
- Matthew R. AumentCertified Financial Planner · Also a broker rep
- Austin S. BookerAlso a broker rep
- Michelle B. BradfordAlso a broker rep
- Jordan R. BrownAlso a broker rep
- William CarlsonAlso a broker rep
- David C. ClingmanAlso a broker rep
- Scott P. DepiazzaAlso a broker rep
- Macintosh DonnerCertified Financial Planner · Also a broker rep
- Stacie L. GiddingsAlso a broker rep
- Jacklyn A. Hernandez-MoranAlso a broker rep
- Matthew W. JonesAlso a broker rep
- Maria D. KamboykosAlso a broker rep
- Saher KhanAlso a broker rep
- Bradley KoeselAlso a broker rep
- Benjamin KurtzAlso a broker rep
- Daniel MejiaAlso a broker rep
- Steven R. RobbinsAlso a broker rep
- Brandon J. RoyAlso a broker rep
- Kyle S. ShanabergerAlso a broker rep
- Michael C. UrizzoAlso a broker rep
- Siamak VazeenAlso a broker rep
- Zackary J. VenusAlso a broker rep
- Isaac A. WilliamsAlso a broker rep
- Connor J. WillisAlso a broker rep
- Gregory P. WolderAlso a broker rep
- Eve WoodAlso a broker rep
- Douglas S. WoodruffAlso a broker rep
Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab & Co., Inc. advisors in other cities
Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 642Merrill Lynch, Pierce, Fenner & Smith Incorporated 428Wells Fargo Clearing Services, LLC 342Tiaa-Cref Individual & Institutional Services, LLC 327UBS Financial Services Inc. 144Truist Advisory Services, Inc. 118LPL Financial LLC 114Morgan Stanley 101Ameriprise Financial Services, LLC 100Strategic Advisers LLC 79Principal Advised Services 66Ip Financial Advisory Services LLC 60
Questions
How many financial advisors does Charles Schwab & Co., Inc. have in Charlotte?
28 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 2 list the CFP designation and 28 are also registered as broker representatives.
Is Charles Schwab & Co., Inc. one of the largest advisor employers in Charlotte?
Charles Schwab & Co., Inc. ranks number 27 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 642.
How do I check a Charles Schwab & Co., Inc. advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.