Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Nations Financial Group, Inc. financial advisors

Every SEC-registered investment adviser representative at Nations Financial Group, Inc., by the state and city of the office they work from.

80 registered advisors work at Nations Financial Group, Inc., in 9 states and 20 cities; the most are in Cedar Rapids, IA (43). 14 list the CFP designation and 79 are also registered broker representatives.

Search every Nations Financial Group, Inc. advisor by name →Who joined and left Nations Financial Group, Inc. →Nations Financial Group, Inc.: assets, clients and custodians →

Cities with the most Nations Financial Group, Inc. advisors

Cedar Rapids, IA 43Dubuque, IA 6Berwyn, PA 3Davenport, IA 3Iowa City, IA 3Memphis, TN 3Wayne, PA 3Independence, IA 2Knoxville, TN 2Silverdale, WA 2Ames, IA 1Estero, FL 1Fairfield, NJ 1Littleton, CO 1Naples, FL 1Phoenix, AZ 1Pottstown, PA 1Seaside, OR 1Urbandale, IA 1Waterloo, IA 1

Nations Financial Group, Inc. advisors by state

Nations Financial Group, Inc. in Iowa 60

Cedar Rapids 43Dubuque 6Davenport 3Iowa City 3Independence 2Ames 1Urbandale 1Waterloo 1

Nations Financial Group, Inc. in Pennsylvania 7

Berwyn 3Wayne 3Pottstown 1

Nations Financial Group, Inc. in Tennessee 5

Memphis 3Knoxville 2

Nations Financial Group, Inc. in Florida 2

Estero 1Naples 1

Nations Financial Group, Inc. in Washington 2

Silverdale 2

Nations Financial Group, Inc. in Arizona 1

Phoenix 1

Nations Financial Group, Inc. in Colorado 1

Littleton 1

Nations Financial Group, Inc. in New Jersey 1

Fairfield 1

Nations Financial Group, Inc. in Oregon 1

Seaside 1

Questions

How many financial advisors does Nations Financial Group, Inc. have?

80 investment adviser representatives are registered with Nations Financial Group, Inc., according to the SEC's Investment Adviser Public Disclosure records, in 9 states and 20 cities. 14 list the CFP designation and 79 are also registered as broker representatives.

Where does Nations Financial Group, Inc. have the most advisors?

Cedar Rapids, IA, with 43 registered advisors, then Dubuque, IA (6). By state, Iowa has the most, with 60.

How do I find a Nations Financial Group, Inc. financial advisor near me?

Pick your state below, then your city, to see every Nations Financial Group, Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Nations Financial Group, Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →