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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pottstown, PA

Every SEC-registered investment adviser representative at a firm office in Pottstown, with the firms that employ the most of them.

The short answer

32 registered advisors work in Pottstown; the most are at LPL Financial LLC (7). 8 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Pottstown

FirmAdvisors in Pottstown
LPL Financial LLC news7
Thrivent Investment Management Inc.3
Centaurus Financial, Inc.2
Great Oak Wealth Management, Inc.2
Private Advisor Group, LLC2
Acs Tax & Financial Advisors PC1
Cetera Investment Advisers LLC news1
Chancellor Financial Group Wb LP1
First Financial Security, LLC1
Ipi Wealth Management, Inc.1
J.P. Morgan Securities LLC news1
Key Investment Services LLC1
Lincoln Investment1
MML Investors Services, LLC1
Main Street Financial Solutions, LLC1
Park Avenue Securities LLC1
Pfs Investments Inc.1
Santander Securities LLC1
State Farm Investment Management Corp.1
Strategic Advisers LLC1
USA Financial Securities LLC1

Advisors in Pottstown, A to Z

CFP advisors in Pottstown →

Other cities in Pennsylvania

All of Pennsylvania →

Pittsburgh 1,486Philadelphia 1,111Malvern 827Conshohocken 470Wayne 408Allentown 378Lancaster 375Fort Washington 362Radnor 323Berwyn 297Sewickley 283Newtown Square 265West Chester 253Doylestown 243Yardley 234York 233Erie 224Bala Cynwyd 202Canonsburg 200Newtown 190Camp Hill 180West Conshohocken 174Bethlehem 173Exton 173

Questions

How many financial advisors are in Pottstown, PA?

32 investment adviser representatives are registered at firm offices in Pottstown, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 8 list the CFP designation.

Which firm has the most financial advisors in Pottstown?

LPL Financial LLC, with 7 registered advisors in Pottstown, followed by Thrivent Investment Management Inc. with 3.

How do I check a financial advisor in Pottstown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.