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Financial ADVSR advisor directory · SEC adviser records

UBS Asset Management (Americas) LLC financial advisors

Every SEC-registered investment adviser representative at UBS Asset Management (Americas) LLC, by the state and city of the office they work from.

The short answer

30 registered advisors work at UBS Asset Management (Americas) LLC, in 6 states and 7 cities; the most are in New York, NY (24). 0 list the CFP designation and 29 are also registered broker representatives.

Search every UBS Asset Management (Americas) LLC advisor by name →Who joined and left UBS Asset Management (Americas) LLC →UBS Asset Management (Americas) LLC: assets, clients and custodians →UBS news and advisor moves →UBS Asset Management (Americas) LLC payout grid vs. other firms →

Cities with the most UBS Asset Management (Americas) LLC advisors

New York, NY 24Beverly Hills, CA 1Brooklyn, NY 1Chicago, IL 1Denver, CO 1Fairfield, CT 1Middletown, NJ 1

UBS Asset Management (Americas) LLC advisors by state

UBS Asset Management (Americas) LLC in New York 25

New York 24Brooklyn 1

UBS Asset Management (Americas) LLC in California 1

Beverly Hills 1

UBS Asset Management (Americas) LLC in Colorado 1

Denver 1

UBS Asset Management (Americas) LLC in Connecticut 1

Fairfield 1

UBS Asset Management (Americas) LLC in Illinois 1

Chicago 1

UBS Asset Management (Americas) LLC in New Jersey 1

Middletown 1

Questions

How many financial advisors does UBS Asset Management (Americas) LLC have?

30 investment adviser representatives are registered with UBS Asset Management (Americas) LLC, according to the SEC's Investment Adviser Public Disclosure records, in 6 states and 7 cities. 0 list the CFP designation and 29 are also registered as broker representatives.

Where does UBS Asset Management (Americas) LLC have the most advisors?

New York, NY, with 24 registered advisors, then Beverly Hills, CA (1). By state, New York has the most, with 25.

How do I find a UBS Asset Management (Americas) LLC financial advisor near me?

Pick your state below, then your city, to see every UBS Asset Management (Americas) LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at UBS Asset Management (Americas) LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →