Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middletown, NJ

Every SEC-registered investment adviser representative at a firm office in Middletown, with the firms that employ the most of them.

The short answer

27 registered advisors work in Middletown; the most are at LPL Financial LLC (5). 4 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Middletown

FirmAdvisors in Middletown
LPL Financial LLC news5
Strategic Wealth Solutions LLC3
Edward Jones news2
Raymond James Financial Services Advisors, Inc. news2
Wells Fargo Clearing Services, LLC news2
World Investment Advisors, LLC2
Capital B Advisory Services LLC1
Cetera Investment Advisers LLC news1
Grant Asset Management, LLC1
Joseph C. Kelly & Associates, Inc.1
Kestra Advisory Services, LLC news1
LPL Enterprise, LLC news1
Newport Wealth Management, LLC1
Osaic Wealth, Inc. news1
Pruco Securities, LLC.1
Stifel, Nicolaus & Company, Incorporated news1
Strategic Advisers LLC1

Advisors in Middletown, A to Z

CFP advisors in Middletown →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Warren 173Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114

Questions

How many financial advisors are in Middletown, NJ?

27 investment adviser representatives are registered at firm offices in Middletown, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Middletown?

LPL Financial LLC, with 5 registered advisors in Middletown, followed by Strategic Wealth Solutions LLC with 3.

How do I check a financial advisor in Middletown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.