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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Newark, NJ

Every SEC-registered investment adviser representative at a firm office in Newark, with the firms that employ the most of them.

The short answer

63 registered advisors work in Newark; the most are at Pgim Investments LLC (31). 3 list the CFP designation and 56 are also registered broker representatives.

Firms with the most advisors in Newark

FirmAdvisors in Newark
Pgim Investments LLC31
Pruco Securities, LLC.5
Pgim, Inc.3
Strategic Advisers LLC3
1932 Investment Management2
J.P. Morgan Securities LLC news2
LPL Enterprise, LLC news2
LPL Financial LLC news2
State Farm Investment Management Corp.2
Ba Global Capital1
Clemensen Capital Company LLC1
Edward Jones news1
Ironbound Advisory LLC1
Landy Investment Management LLC1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
PNC Wealth Management LLC1
Palmerton Financial Services, LLC1
Santander Securities LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Newark, A to Z

CFP advisors in Newark →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Warren 173Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114

Questions

How many financial advisors are in Newark, NJ?

63 investment adviser representatives are registered at firm offices in Newark, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 56 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Newark?

Pgim Investments LLC, with 31 registered advisors in Newark, followed by Pruco Securities, LLC. with 5.

How do I check a financial advisor in Newark?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.