Asset manager · Newark, NJ
1932 Investment Management
1932 Investment Management, LLC · SEC-registered investment adviser · CRD 337619 · SEC 801-134385
At a glance
1932 Investment Management is an SEC-registered investment adviser based in Newark, New Jersey, with $4.6 billion in regulatory assets under management as of its Form ADV filed May 22, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 722nd of 3,218 asset managers and 2,222nd of 17,210 SEC-registered advisers by assets.
Main office 800-355-2583As filed on Form ADV
- Regulatory AUM
- $4.6B
- Rank among asset managers
- #722 of 3,218
- Rank among all SEC RIAs
- #2,222 of 17,210
- Rank in New Jersey
- #43 of 392
- Clients
- 5
- Accounts
- 7
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Kevin H. LiauCCO
- David J. RosenbergPresident and Treasurer
Custody and brokerage
Custodian
1932 Investment Management’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 5 | $4.3B | 93% |
| Pension and profit sharing plans | – | $213M | 5% |
| Charitable organizations | – | $88M | 2% |
Disciplinary disclosures
1932 Investment Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on 1932 Investment Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 713 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 1932 Investment Management manage?
1932 Investment Management reports $4.6 billion in regulatory assets under management across 7 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 22, 2026.
What kind of firm is 1932 Investment Management?
1932 Investment Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are 1932 Investment Management’s clients?
By assets, its largest client types are insurance companies ($4.3 billion, 5 clients); pension and profit sharing plans ($213 million); charitable organizations ($88 million).
Does 1932 Investment Management have any disciplinary history?
1932 Investment Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 1932 Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →