President and Treasurer · 1932 Investment Management
David J. Rosenberg
CRD 8264538 · Named on Form ADV at one SEC-registered adviser
At a glance
1932 Investment Management, an SEC-registered asset manager based in Newark, NJ with $4.6 billion in regulatory assets, lists David J. Rosenberg on its Form ADV as President and Treasurer, a control person.
Firms and roles
- 1932 Investment ManagementPresident and TreasurerAsset manager · Newark, NJ · $4.6B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Kevin H. LiauCCO, 1932 Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.