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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Warren, NJ

Every SEC-registered investment adviser representative at a firm office in Warren, with the firms that employ the most of them.

The short answer

171 registered advisors work in Warren; the most are at UBS Financial Services Inc. (40). 24 list the CFP designation and 141 are also registered broker representatives.

Firms with the most advisors in Warren

FirmAdvisors in Warren
UBS Financial Services Inc. news40
MML Investors Services, LLC38
Morgan Stanley news16
Wells Fargo Advisors Financial Network, LLC news12
LPL Financial LLC news9
Lido9
Captrust news6
Strategic Advisers LLC4
Wealth Enhancement Advisory Services, LLC news4
J.P. Morgan Securities LLC news3
Kintra Wealth, LLC3
LPL Enterprise, LLC news3
Augulis Financial Firm, L.L.C.2
Capital Analysts2
Capital Enhancement, LLC2
Edward Jones news2
Excel Capital Management Corp.2
Sacks & Associates, LLC2
Wells Fargo Clearing Services, LLC news2
Cetera Investment Advisers LLC news1
Lincoln Investment1
Main Street Financial Solutions, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
PNC Wealth Management LLC1
Park Avenue Securities LLC1

Advisors in Warren, A to Z

CFP advisors in Warren →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114Chatham 111

Questions

How many financial advisors are in Warren, NJ?

171 investment adviser representatives are registered at firm offices in Warren, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 141 of them are also registered as broker representatives, and 24 list the CFP designation.

Which firm has the most financial advisors in Warren?

UBS Financial Services Inc., with 40 registered advisors in Warren, followed by MML Investors Services, LLC with 38.

How do I check a financial advisor in Warren?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.