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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Westfield, NJ

Every SEC-registered investment adviser representative at a firm office in Westfield, with the firms that employ the most of them.

113 registered advisors work in Westfield; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (21). 0 list the CFP designation and 85 are also registered broker representatives.

Firms with the most advisors in Westfield

FirmAdvisors in Westfield
Merrill Lynch, Pierce, Fenner & Smith Incorporated news21
UBS Financial Services Inc. news21
Wells Fargo Advisors Financial Network, LLC news12
Raymond James Financial Services Advisors, Inc. news5
Cerity Partners LLC news4
Edward Jones news4
J.P. Morgan Securities LLC news4
Cetera Investment Advisers LLC news3
Merit Financial Advisors3
Tepp Wealth Management3
Alliancebernstein L.P.2
Cerity Partners Retirement Plan Consultants news2
Covington & Associates, Inc.2
Redfield, Blonsky & Starinsky, LLC2
United Planners' Financial Services Of America A Limited Partner2
Cambridge Investment Research Advisors, Inc. news1
Citigroup Global Markets Inc. news1
Columbia Management Investment Advisers, LLC1
Eagle Grove Advisors LLC1
Fiduciary Pension Partners, LLC1
Forza Investment Advisory, LLC1
Hartford Funds1
LPL Financial LLC news1
Mdt Advisers, A Division Of Federated Mdta LLC1
Mordkovich Capital, LLC1

Advisors in Westfield, A to Z

Search all of New Jersey →

Other cities in New Jersey

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Morristown 1,174Princeton 891Paramus 772Red Bank 742Weehawken 631Florham Park 612Pennington 596Summit 488Jersey City 480Marlton 401Parsippany 337Short Hills 296Mount Laurel 283Warren 187Bedminster 176Fairfield 159Cherry Hill 156Wall 156Bridgewater 145Iselin 142Shrewsbury 136Holmdel 131Toms River 125Wayne 122

Questions

How many financial advisors are in Westfield, NJ?

113 investment adviser representatives are registered at firm offices in Westfield, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 85 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Westfield?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 21 registered advisors in Westfield, followed by UBS Financial Services Inc. with 21.

How do I check a financial advisor in Westfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.