Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Warren, NJ
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Warren, A to Z.
The short answer
9 registered advisors work at LPL Financial LLC in Warren, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 9 are also registered broker representatives.
LPL Financial LLC advisors in Warren, A to Z
Every LPL Financial LLC advisor →- Thomas D. CooperAlso a broker rep
- Brett A. LockerAlso a broker rep
- Ethan J. LockerAlso a broker rep
- Stephen C. LockerCertified Financial Planner · Also a broker rep
- Martin MercurioAlso a broker rep
- Gautam MisraAlso a broker rep
- Siddharth MisraAlso a broker rep
- Douglas E. MolstadCertified Financial Planner · Also a broker rep
- Hitesh M. PatelAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Warren
All Warren advisors →UBS Financial Services Inc. 40MML Investors Services, LLC 38Morgan Stanley 16Wells Fargo Advisors Financial Network, LLC 12Lido 9Captrust 6Strategic Advisers LLC 4Wealth Enhancement Advisory Services, LLC 4J.P. Morgan Securities LLC 3Kintra Wealth, LLC 3LPL Enterprise, LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Warren?
9 investment adviser representatives are registered at LPL Financial LLC offices in Warren, New Jersey, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 9 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Warren?
LPL Financial LLC ranks number 5 in Warren by registered advisors; UBS Financial Services Inc. has the most, with 40.
How do I check a LPL Financial LLC advisor in Warren?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.