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Financial ADVSR advisor directory · SEC adviser records

UBS Asset Management (Americas) LLC financial advisors in New York

Every SEC-registered investment adviser representative at a UBS Asset Management (Americas) LLC office in New York, by city and A to Z.

The short answer

25 registered advisors work at UBS Asset Management (Americas) LLC in New York, out of 30 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (24). 0 list the CFP designation and 24 are also registered broker representatives.

UBS Asset Management (Americas) LLC advisors by city in New York

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New York 24Brooklyn 1

UBS Asset Management (Americas) LLC advisors in New York, A to Z

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Questions

How many UBS Asset Management (Americas) LLC financial advisors are in New York?

25 investment adviser representatives are registered at UBS Asset Management (Americas) LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 30 at the firm nationwide. 0 list the CFP designation and 24 are also registered as broker representatives.

Where in New York does UBS Asset Management (Americas) LLC have the most advisors?

New York, with 24, then Brooklyn (1). UBS Asset Management (Americas) LLC has advisors in 2 cities in New York.

How do I check a UBS Asset Management (Americas) LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Asset Management (Americas) LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.