Co-Head of Supervision · Edward Jones
Joseph Lawrence Klocke
CRD 2792068 · Named on Form ADV at one SEC-registered adviser
At a glance
Edward Jones, an SEC-registered broker-dealer firm based in St. Louis, MO with $1.0 trillion in regulatory assets, lists Joseph Lawrence Klocke on its Form ADV as Co-Head of Supervision.
Firms and roles
- Edward JonesCo-Head of SupervisionBroker-dealer firm · St. Louis, MO · $1.01T in regulatory assets
AtlasMembers
Joseph’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Penelope PenningtonChief Executive Officer, Edward Jones
- Andrew Timothy MiedlerChief Financial Officer, Edward Jones
- David ChubakHead of Wealth Management & Field Management, Edward Jones
- Keir Devon GumbsChief Legal Officer, Edward Jones
- Todd Judson PurdyHead of Operations, Edward Jones
5 more people named with Joseph on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Joseph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.