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Managing Member and Chief Compliance Officer · A3 Capital Advisors

Andrew T. Anton

CRD 4702514 · Named on Form ADV at one SEC-registered adviser

At a glance

A3 Capital Advisors, an SEC-registered wealth manager based in Houston, TX with $237 million in regulatory assets, lists Andrew T. Anton on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • A3 Capital AdvisorsManaging Member and Chief Compliance OfficerWealth manager · Houston, TX · $237M in regulatory assets

AtlasMembers

Andrew’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.