Wealth manager, independent · Houston, TX
A3 Capital Advisors
A3 Capital Advisors, LLC · SEC-registered investment adviser · CRD 338956 · SEC 801-134726
At a glance
A3 Capital Advisors is an SEC-registered investment adviser based in Houston, Texas, with $237 million in regulatory assets under management as of its Form ADV filed June 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 24 individual clients. By Form ADV it is a wealth manager, ranked 5,201st of 8,915 wealth managers and 11,376th of 17,210 SEC-registered advisers by assets.
Main office 713-447-5856a3capitaladvisors.comAs filed on Form ADV
- Regulatory AUM
- $237M
- Rank among wealth managers
- #5,201 of 8,915
- Rank among all SEC RIAs
- #11,376 of 17,210
- Rank in Texas
- #754 of 1,081
- Individual clients
- 24
- High-net-worth clients
- 24
- Accounts
- 63
- Discretionary
- 95% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Andrew T. AntonManaging Member and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 24 | $225M | 95% |
| Corporations or other businesses | 2 | $12M | 5% |
Disciplinary disclosures
A3 Capital Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗a3capitaladvisors.com ↗
AtlasMembers
The full record on A3 Capital Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,276 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does A3 Capital Advisors manage?
A3 Capital Advisors reports $237 million in regulatory assets under management across 63 accounts, 95% of it on a discretionary basis, on its Form ADV filed June 23, 2026.
What kind of firm is A3 Capital Advisors?
A3 Capital Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are A3 Capital Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($225 million, 24 clients); corporations or other businesses ($12 million, 2 clients).
Does A3 Capital Advisors have any disciplinary history?
A3 Capital Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is A3 Capital Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →