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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pawtucket, RI

Every SEC-registered investment adviser representative at a firm office in Pawtucket, with the firms that employ the most of them.

16 registered advisors work in Pawtucket; the most are at Strategic Advisers LLC (8). 2 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Pawtucket

FirmAdvisors in Pawtucket
Strategic Advisers LLC8
Abundo Wealth1
Ameriprise Financial Services, LLC news1
Cetera Investment Advisers LLC news1
Citizens Securities, Inc.1
Grand Street Investors1
Jones Fiduciary Wealth Management LLC1
LPL Financial LLC news1
Park Avenue Securities LLC1

Advisors in Pawtucket, A to Z

CFP advisors in Pawtucket →

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in Pawtucket, RI?

16 investment adviser representatives are registered at firm offices in Pawtucket, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Pawtucket?

Strategic Advisers LLC, with 8 registered advisors in Pawtucket, followed by Abundo Wealth with 1.

How do I check a financial advisor in Pawtucket?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.