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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in South Kingstown, RI

Every SEC-registered investment adviser representative at a firm office in South Kingstown, with the firms that employ the most of them.

13 registered advisors work in South Kingstown; the most are at Cetera Investment Advisers LLC (3). 3 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in South Kingstown

FirmAdvisors in South Kingstown
Cetera Investment Advisers LLC news3
Edward Jones news3
Ameriprise Financial Services, LLC news2
Janney Montgomery Scott LLC news2
LPL Financial LLC news1
Robertson Stephens1
Strategic Advisers LLC1

Advisors in South Kingstown, A to Z

CFP advisors in South Kingstown →

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in South Kingstown, RI?

13 investment adviser representatives are registered at firm offices in South Kingstown, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in South Kingstown?

Cetera Investment Advisers LLC, with 3 registered advisors in South Kingstown, followed by Edward Jones with 3.

How do I check a financial advisor in South Kingstown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.