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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Smithfield, RI

Every SEC-registered investment adviser representative at a firm office in Smithfield, with the firms that employ the most of them.

69 registered advisors work in Smithfield; the most are at Strategic Advisers LLC (59). 5 list the CFP designation and 64 are also registered broker representatives.

Firms with the most advisors in Smithfield

FirmAdvisors in Smithfield
Strategic Advisers LLC59
Wealth Management Resources, Inc.4
Fidelity Institutional Wealth Adviser LLC news2
LPL Financial LLC news1
MML Investors Services, LLC1
Pfs Investments Inc.1
Santander Securities LLC1

Advisors in Smithfield, A to Z

CFP advisors in Smithfield →

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in Smithfield, RI?

69 investment adviser representatives are registered at firm offices in Smithfield, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 64 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Smithfield?

Strategic Advisers LLC, with 59 registered advisors in Smithfield, followed by Wealth Management Resources, Inc. with 4.

How do I check a financial advisor in Smithfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.