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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Middletown, RI

Every SEC-registered investment adviser representative at a firm office in Middletown, with the firms that employ the most of them.

30 registered advisors work in Middletown; the most are at Savant Wealth Management (6). 0 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in Middletown

FirmAdvisors in Middletown
Savant Wealth Management news6
LPL Financial LLC news4
Benjamin F. Edwards & Company, Inc.3
LPL Enterprise, LLC news2
Stifel, Nicolaus & Company, Incorporated news2
Strategic Advisers LLC2
Ameriprise Financial Services, LLC news1
Cambridge Investment Research Advisors, Inc. news1
Edward Jones news1
J.P. Morgan Securities LLC news1
MML Investors Services, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Moore Financial Advisors, Ltd.1
Morgan Stanley news1
Pallas Capital Advisors, LLC1
Searle & Co.1
Whitener Capital Management, Inc.1

Advisors in Middletown, A to Z

Search all of Rhode Island →

Other cities in Rhode Island

All of Rhode Island →

Providence 475Riverside 217Warwick 216Johnston 145Cranston 124Smithfield 70Newport 63East Providence 45West Warwick 42East Greenwich 35Cumberland 31Lincoln 30Westerly 30North Kingstown 29Wakefield 26Barrington 23Portsmouth 21Pawtucket 20North Providence 18Coventry 16South Kingstown 15Bristol 14Narragansett 11North Smithfield 11

Questions

How many financial advisors are in Middletown, RI?

30 investment adviser representatives are registered at firm offices in Middletown, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Middletown?

Savant Wealth Management, with 6 registered advisors in Middletown, followed by LPL Financial LLC with 4.

How do I check a financial advisor in Middletown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.