Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Cumberland, RI
Every SEC-registered investment adviser representative at a firm office in Cumberland, with the firms that employ the most of them.
31 registered advisors work in Cumberland; the most are at Strategic Advisers LLC (15). 2 list the CFP designation and 27 are also registered broker representatives.
Firms with the most advisors in Cumberland
| Firm | Advisors in Cumberland |
|---|---|
| Strategic Advisers LLC | 15 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 4 |
| MML Investors Services, LLC | 2 |
| Ameriprise Financial Services, LLC news | 1 |
| Bulldog Financial Planning LLC | 1 |
| Cb Capital LLC | 1 |
| Citizens Securities, Inc. | 1 |
| Empower Advisory Group, LLC | 1 |
| Fisher Investments news | 1 |
| Flagship Harbor Advisors, LLC | 1 |
| Ip Financial Advisory Services LLC | 1 |
| LPL Enterprise, LLC news | 1 |
| M. W. Aragao Investment Advisors, LLC | 1 |
Advisors in Cumberland, A to Z
CFP advisors in Cumberland →- Tashawn J. ArabianEmpower Advisory Group, LLC
- Michael W. AragaoM. W. Aragao Investment Advisors, LLC
- Luke BakosMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher G. BenoitCb Capital LLC · Certified Financial Planner
- Ashley C. BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John P. CarriganStrategic Advisers LLC
- Jason CatalanStrategic Advisers LLC
- John ChammatStrategic Advisers LLC
- Hunter ChoquetStrategic Advisers LLC
- Jeffrey W. CrawfordStrategic Advisers LLC
- Raymond J. CreamerMML Investors Services, LLC
- Timothy P. FlanaganIp Financial Advisory Services LLC
- Bryan M. GravelFlagship Harbor Advisors, LLC
- Griffin E. HeveyStrategic Advisers LLC
- Bennett HicksStrategic Advisers LLC
- Samantha IrelandStrategic Advisers LLC
- Ishatou JaitehMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven L. LavergneAmeriprise Financial Services, LLC
- Anthony J. LawrenceStrategic Advisers LLC
- Hayley LewisStrategic Advisers LLC
- Alexander T. LunterLPL Enterprise, LLC
- Michael J. MasonStrategic Advisers LLC
- Hannah PageStrategic Advisers LLC
- Deidre M. PiersMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Patrick M. RandallBulldog Financial Planning LLC · Certified Financial Planner
- Randall SchollMML Investors Services, LLC
- Todd SmithStrategic Advisers LLC
- Lawrence L. VelardeFisher Investments
- Bryce L. WitnerCitizens Securities, Inc.
- Justin WojcikStrategic Advisers LLC
- Ross YagerStrategic Advisers LLC
Other cities in Rhode Island
All of Rhode Island →Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10
Questions
How many financial advisors are in Cumberland, RI?
31 investment adviser representatives are registered at firm offices in Cumberland, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 27 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Cumberland?
Strategic Advisers LLC, with 15 registered advisors in Cumberland, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 4.
How do I check a financial advisor in Cumberland?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.