Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Westerly, RI
Every SEC-registered investment adviser representative at a firm office in Westerly, with the firms that employ the most of them.
30 registered advisors work in Westerly; the most are at Professional Planning Group (8). 0 list the CFP designation and 21 are also registered broker representatives.
Firms with the most advisors in Westerly
Advisors in Westerly, A to Z
Search all of Rhode Island →- David G. AballoProfessional Planning Group · Chartered Financial Analyst
- Richia L. AllenLPL Financial LLC
- Joseph D. BrownApforia · Certified Financial Planner
- Patrick J. ConnellyProfessional Planning Group
- Geraldine B. CunninghamFirst Financial Advisory Services Inc.
- Matthew J. CunninghamFirst Financial Advisory Services Inc. · Certified Financial Planner
- Tricia FioreIntegrity Alliance, LLC.
- Leah A. GardinerEdward Jones · Certified Financial Planner
- Thomas GardinerEdward Jones · Certified Financial Planner
- Emily M. HaikStrategic Advisers LLC
- Larry M. HendersonWashington Trust Advisors
- Evan HopkinsStrategic Advisers LLC
- Wayne A. LagasseLPL Financial LLC
- Matthew R. LandonBradley Foster & Sargent Inc. · Chartered Financial Analyst
- Maura R. LaudoneMML Investors Services, LLC
- Jeffrey M. LiguoriBradley Foster & Sargent Inc.
- James MaynardWashington Trust Advisors
- Michael D. MosesBradley Foster & Sargent Inc.
- Philip M. Overton Jr.LPL Enterprise, LLC
- Bryan D. PitneyProfessional Planning Group · Certified Financial Planner
- Stephen C. PoplaskiWashington Trust Advisors · Certified Financial Planner, Personal Financial Specialist
- Peter B. RobinsonFirst Financial Advisory Services Inc.
- Aaron M. SimmonsBradley Foster & Sargent Inc.
- Andrea M. SpiethProfessional Planning Group
- Aaron P. WadeWashington Trust Advisors · Certified Financial Planner
- Christopher G. WallaceProfessional Planning Group · Chartered Financial Analyst
- Peter C. WallaceProfessional Planning Group
- Kathleen M. WalshMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric M. WilsonProfessional Planning Group · Chartered Financial Analyst
- Todd J. WokoskeProfessional Planning Group
Other cities in Rhode Island
All of Rhode Island →Providence 475Riverside 217Warwick 216Johnston 145Cranston 124Smithfield 70Newport 63East Providence 45West Warwick 42East Greenwich 35Middletown 32Cumberland 31Lincoln 30North Kingstown 29Wakefield 26Barrington 23Portsmouth 21Pawtucket 20North Providence 18Coventry 16South Kingstown 15Bristol 14Narragansett 11North Smithfield 11
Questions
How many financial advisors are in Westerly, RI?
30 investment adviser representatives are registered at firm offices in Westerly, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Westerly?
Professional Planning Group, with 8 registered advisors in Westerly, followed by Bradley Foster & Sargent Inc. with 4.
How do I check a financial advisor in Westerly?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.