Adviser and broker representative · Professional Planning Group
Andrea M. Spieth
CRD 2613008 · Westerly, RI
At a glance
Andrea M. Spieth is an investment adviser representative with Professional Planning Group in Westerly, RI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Andrea’s SEC record dates to 2009, about 17 years ago. Andrea is also registered as a broker representative.
Current advisory firm
- Professional Planning GroupSince June 2019Westerly, RI · $1.3B in regulatory assets
SEC adviser record
- Registered since
- 2009 (17 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Andrea’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.