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President, Chief Executive Officer and Chief Compliance Officer · Professional Planning Group

Malcolm A. Makin

CRD 851143 · Named on Form ADV at one SEC-registered adviser

At a glance

Professional Planning Group, an SEC-registered wealth manager based in Westerly, RI with $1.3 billion in regulatory assets, lists Malcolm A. Makin on its Form ADV as President, Chief Executive Officer and Chief Compliance Officer, a control person.

Firms and roles

  • Professional Planning GroupPresident, Chief Executive Officer and Chief Compliance OfficerWealth manager · Westerly, RI · $1.3B in regulatory assets

AtlasMembers

Malcolm’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Malcolm’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.