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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Barrington, RI

Every SEC-registered investment adviser representative at a firm office in Barrington, with the firms that employ the most of them.

19 registered advisors work in Barrington; the most are at J.P. Morgan Securities LLC (2). 0 list the CFP designation and 17 are also registered broker representatives.

Firms with the most advisors in Barrington

FirmAdvisors in Barrington
J.P. Morgan Securities LLC news2
LPL Financial LLC news2
Strategic Advisers LLC2
Cambridge Investment Research Advisors, Inc. news1
Citizens Securities, Inc.1
Edward Jones news1
Equitable Advisors, LLC news1
Hall Capital Management Company, Inc.1
Income Associates1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Wealth, Inc. news1
State Farm Investment Management Corp.1
Td Private Client Wealth LLC1
Thornburg Investment Management Inc.1
Thrivent Investment Management Inc.1
Voya Financial Advisors, Inc.1

Advisors in Barrington, A to Z

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Other cities in Rhode Island

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Providence 475Riverside 217Warwick 216Johnston 145Cranston 124Smithfield 70Newport 63East Providence 45West Warwick 42East Greenwich 35Middletown 32Cumberland 31Lincoln 30Westerly 30North Kingstown 29Wakefield 26Portsmouth 21Pawtucket 20North Providence 18Coventry 16South Kingstown 15Bristol 14Narragansett 11North Smithfield 11

Questions

How many financial advisors are in Barrington, RI?

19 investment adviser representatives are registered at firm offices in Barrington, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 17 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Barrington?

J.P. Morgan Securities LLC, with 2 registered advisors in Barrington, followed by LPL Financial LLC with 2.

How do I check a financial advisor in Barrington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.