Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in East Providence, RI

Every SEC-registered investment adviser representative at a firm office in East Providence, with the firms that employ the most of them.

41 registered advisors work in East Providence; the most are at MML Investors Services, LLC (10). 5 list the CFP designation and 35 are also registered broker representatives.

Firms with the most advisors in East Providence

FirmAdvisors in East Providence
MML Investors Services, LLC10
Strategic Advisers LLC7
Wells Fargo Advisors Financial Network, LLC news6
Blue Chip Financial Advisors, LLC5
Axis Wealth Partners, LLC4
Cambridge Investment Research Advisors, Inc. news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Ameriprise Financial Services, LLC news1
Brown Advisory Group, LLC1
J.P. Morgan Securities LLC news1
LPL Enterprise, LLC news1
Neuberger Berman Bd LLC1

Advisors in East Providence, A to Z

CFP advisors in East Providence →

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in East Providence, RI?

41 investment adviser representatives are registered at firm offices in East Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 35 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in East Providence?

MML Investors Services, LLC, with 10 registered advisors in East Providence, followed by Strategic Advisers LLC with 7.

How do I check a financial advisor in East Providence?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.