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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Newport, RI

Every SEC-registered investment adviser representative at a firm office in Newport, with the firms that employ the most of them.

58 registered advisors work in Newport; the most are at Morgan Stanley (19). 0 list the CFP designation and 49 are also registered broker representatives.

Firms with the most advisors in Newport

FirmAdvisors in Newport
Morgan Stanley news19
Strategic Advisers LLC5
Wells Fargo Clearing Services, LLC news5
Young Richard C & Co. Ltd.5
Osaic Wealth, Inc. news4
Cetera Investment Advisers LLC news3
UBS Financial Services Inc. news3
Commonwealth Financial Network news2
First Command Advisory Services2
Pallas Capital Advisors, LLC2
Slocum, Gordon & Co. LLP2
Benjamin F. Edwards & Company, Inc.1
Fox Hill Wealth Management1
J.P. Morgan Securities LLC news1
LPL Financial LLC news1
Merlin Asset Management1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1

Advisors in Newport, A to Z

Search all of Rhode Island →

Other cities in Rhode Island

All of Rhode Island →

Providence 475Riverside 217Warwick 216Johnston 145Cranston 124Smithfield 70East Providence 45West Warwick 42East Greenwich 35Middletown 32Cumberland 31Lincoln 30Westerly 30North Kingstown 29Wakefield 26Barrington 23Portsmouth 21Pawtucket 20North Providence 18Coventry 16South Kingstown 15Bristol 14Narragansett 11North Smithfield 11

Questions

How many financial advisors are in Newport, RI?

58 investment adviser representatives are registered at firm offices in Newport, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 49 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Newport?

Morgan Stanley, with 19 registered advisors in Newport, followed by Strategic Advisers LLC with 5.

How do I check a financial advisor in Newport?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.