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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Riverside, RI

Every SEC-registered investment adviser representative at a firm office in Riverside, with the firms that employ the most of them.

186 registered advisors work in Riverside; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (175). 1 list the CFP designation and 186 are also registered broker representatives.

Firms with the most advisors in Riverside

Advisors in Riverside, A to Z

CFP advisors in Riverside →

Other cities in Rhode Island

All of Rhode Island →

Providence 451Warwick 195Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in Riverside, RI?

186 investment adviser representatives are registered at firm offices in Riverside, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 186 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Riverside?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 175 registered advisors in Riverside, followed by Park Avenue Securities LLC with 6.

How do I check a financial advisor in Riverside?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.