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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in North Providence, RI

Every SEC-registered investment adviser representative at a firm office in North Providence, with the firms that employ the most of them.

16 registered advisors work in North Providence; the most are at Strategic Advisers LLC (8). 0 list the CFP designation and 16 are also registered broker representatives.

Firms with the most advisors in North Providence

FirmAdvisors in North Providence
Strategic Advisers LLC8
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Edward Jones news1
LPL Financial LLC news1
MML Investors Services, LLC1
Td Private Client Wealth LLC1

Advisors in North Providence, A to Z

Search all of Rhode Island →

Other cities in Rhode Island

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Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10North Smithfield 10

Questions

How many financial advisors are in North Providence, RI?

16 investment adviser representatives are registered at firm offices in North Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 16 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in North Providence?

Strategic Advisers LLC, with 8 registered advisors in North Providence, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 4.

How do I check a financial advisor in North Providence?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.