Wealth manager, independent · East Providence, RI
Blue Chip Financial Advisors, LLC
SEC-registered investment adviser · CRD 119510 · SEC 801-137054
At a glance
Blue Chip Financial Advisors, LLC is an SEC-registered investment adviser based in East Providence, Rhode Island, with $104 million in regulatory assets under management as of its Form ADV filed August 19, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 178 individual clients. By Form ADV it is a wealth manager, ranked 8,191st of 8,915 wealth managers and 15,308th of 17,210 SEC-registered advisers by assets.
Main office 401-435-4239bcfa.netAs filed on Form ADV
- Regulatory AUM
- $104M
- Rank among wealth managers
- #8,191 of 8,915
- Rank among all SEC RIAs
- #15,308 of 17,210
- Rank in Rhode Island
- #47 of 49
- Individual clients
- 178
- High-net-worth clients
- 25
- Accounts
- 342
- Discretionary
- 0% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 5
Owners and executives on its Form ADV
- John A. LemmeChief Compliance Officer
- Delaney J. MetcalfChief Financial Officer
- Joel BurrisManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
Blue Chip Financial Advisors, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Osaic Wealth, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Moretti, and William Delmage are registered representatives of OSAIC Wealth Inc., a broker dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 25 | $60M | 58% |
| Individuals | 153 | $44M | 42% |
Disciplinary disclosures
Blue Chip Financial Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bcfa.net ↗
AtlasMembers
The full record on Blue Chip Financial Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,374 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Blue Chip Financial Advisors, LLC manage?
Blue Chip Financial Advisors, LLC reports $104 million in regulatory assets under management across 342 accounts, on its Form ADV filed August 19, 2026.
What kind of firm is Blue Chip Financial Advisors, LLC?
Blue Chip Financial Advisors, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Blue Chip Financial Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($60 million, 25 clients); individuals ($44 million, 153 clients).
Does Blue Chip Financial Advisors, LLC have any disciplinary history?
Blue Chip Financial Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Blue Chip Financial Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →