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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

49 firms manage $426 billionRhode Island

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 072
    Fiam LLCSmithfield, RI · 596 clientsAsset managerHybridDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    Brown Brothers Harriman & 39%
    $348B
  2. 770
    Providence Equity Partners L.L.C.Providence, RI · 41 clientsPrivate fund adviserAffiliated broker-dealerZ Square Partners Consulting Co., LTD.
    No custodian reported
    $24B
  3. 1093
    Nautic Partners, LLCProvidence, RI · 18 clientsPrivate fund adviser
    No custodian reported
    $14B
  4. 1162
    Citizens Securities, Inc.Johnston, RI · 60,545 clientsBroker-dealer firmHybridCitizens JMP Securities, LLC
    No custodian reported
    $13B
  5. 2880
    Global Strategic Risk Management, LLCProvidence, RI · 4 clientsPrivate fund adviser
    No custodian reported
    $2.9B
  6. 3282
    Parsons Capital Management IncProvidence, RI · 746 clientsWealth manager
    Schwab 71%Fidelity 29%
    $2.4B
  7. 3610
    UnisonProvidence, RI · 95 clientsWealth manager
    Northern Trust 86%
    $2.0B
  8. 3856
    Young Richard C & Co LTDNewport, RI · 813 clientsWealth manager
    Fidelity 100%
    $1.8B
  9. 4620
    Professional Planning GroupWesterly, RI · 1,292 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $1.3B
  10. 4991
    Capital Wealth Management, LLCWest Warwick, RI · 655 clientsWealth managerHybrid
    Schwab 86%
    $1.1B
  11. 5074
    Upper90Providence, RI · 31 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  12. 5193
    McGuire Wealth ManagementWakefield, RI · 314 clientsWealth managerWrap sponsor
    Wells Fargo 100%
    $1.1B
  13. 5645
    Strategicpoint Investment Advisors LLCProvidence, RI · 709 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $915M
  14. 5831
    Canton Hathaway LLCProvidence, RI · 96 clientsWealth managerHybrid
    Fidelity 100%
    $866M
  15. 5859
    Wealthcare Investment Partners LLCPortsmouth, RI · 1,853 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $860M
  16. 6294
    Blue Fin Capital, Inc.Warren, RI · 683 clientsWealth manager
    Fidelity 100%
    $756M
  17. 6400
    Newman Dignan & Sheerar, IncProvidence, RI · 536 clientsWealth manager
    Schwab 100%
    $731M
  18. 6874
    SK Wealth Management, LLCProvidence, RI · 323 clientsWealth manager
    Schwab 100%
    $639M
  19. 7018
    Mystic Asset ManagementWarwick, RI · 144 clientsWealth managerHybrid
    Schwab 100%
    $615M
  20. 7604
    Barrett & CompanyProvidence, RI · 601 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $530M
  21. 7690
    Sowa Financial GroupLincoln, RI · 572 clientsWealth managerHybrid
    Fidelity 100%
    $517M
  22. 7937
    Brown, Lisle/cummings, IncProvidence, RI · 238 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $487M
  23. 8586
    Lincoln Capital CorporationEast Greenwich, RI · 270 clientsWealth manager
    Schwab 100%
    $418M
  24. 8658
    Hall Capital Management Company, Inc.Barrington, RI · 543 clientsWealth manager
    Schwab 100%
    $412M
  25. 8867
    The Retirement Planning Company of New England, Inc.Warwick, RI · 566 clientsWealth managerHybrid
    Schwab 100%
    $394M
  26. 8871
    Signet Investment Advisory Group, Inc.Providence, RI · 198 clientsWealth manager
    Schwab 100%
    $394M
  27. 8982
    Wealth Management Resources, Inc.Smithfield, RI · 622 clientsWealth managerHybrid
    Schwab 100%
    $385M
  28. 9072
    Axis Wealth Partners, LLCEast Providence, RI · 781 clientsWealth managerHybrid
    Fidelity 74%Schwab 26%
    $377M
  29. 9423
    Arlen Capital, LLCWarwick, RI · 222 clientsWealth managerHybrid
    Pershing 96%
    $349M
  30. 9529
    Weybosset Research & Management, LLCProvidence, RI · 224 clientsWealth manager
    Schwab 100%
    $341M
  31. 10045
    Fenway Partners, LLCWesterly, RI · 3 clientsPrivate fund adviser
    No custodian reported
    $307M
  32. 10367
    Financial Independence, LLCWarwick, RI · 279 clientsWealth manager
    Fidelity 100%
    $288M
  33. 10571
    First Financial Advisory Services IncWesterly, RI · 521 clientsWealth managerHybrid
    Pershing 100%
    $278M
  34. 10725
    Diversified Resources, LLCWarwick, RI · 640 clientsBroker-dealer firmHybrid
    SEI 100%
    $269M
  35. 11282
    Forbes Financial Planning, Inc.East Greenwich, RI · 887 clientsWealth manager
    Fidelity 100%
    $241M
  36. 11775
    Veritas Wealth ManagementNorth Kingstown, RI · 222 clientsWealth manager
    Schwab 100%
    $220M
  37. 11786
    Slocum, Gordon & Co. LLPNewport, RI · 131 clientsWealth manager
    Fidelity 100%
    $219M
  38. 12289
    D & P Investment Advisors, LTD.Wakefield, RI · 247 clientsWealth manager
    Fidelity Distributors Company 100%
    $198M
  39. 12600
    Eliot Rose Wealth Management, LLCProvidence, RI · 141 clientsWealth manager
    Schwab 100%
    $186M
  40. 13227
    Breachway Investments, LLCCharlestown, RI · 243 clientsWealth manager
    Schwab 100%
    $165M

RIAs by state