Wednesday, October 21, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAsWM $20B Modera Wealth Management Launches AI Operating Platform
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Atlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

91 firms manage $988 billionIowa

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 057
    Principal Asset ManagementDES Moines, IA · 8,205 clientsAsset managerHybridEquity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity)
    State Street 51%BNY 49%
    $428B
  2. 203
    Cambridge Investment Research Advisors, Inc.Fairfield, IA · 361,213 clientsWealth managerWrap sponsorHybridCambridge Investment Research, Inc.
    Pershing 53%Fidelity 47%
    $139B
  3. 224
    Sammons Financial Group Asset Management, LLCWest DES Moines, IA · 9 clientsAsset managerHybridSammons Financial Network, LLC
    Citi 100%
    $122B
  4. 252
    Principal Real EstateDES Moines, IA · 681 clientsAsset managerAffiliated broker-dealerEquity FC, LTD., Principal Funds Distributor, Inc., clears through National Financial Services (Fidelity)
    Wells Fargo 100%
    $106B
  5. 287
    Aegon Asset Management USCedar Rapids, IA · 80 clientsAsset managerHybridTransamerica Capital, LLC, Transamerica Investors Securities, LLC
    Citi 65%J.P. Morgan 35%
    $89B
  6. 907
    Transamerica Retirement Advisors, LLCCedar Rapids, IA · 212,722 clientsWealth managerPublic-company ownedHybridTransamerica Capital, LLC, Transamerica Financial Advisors, LLC
    State Street 48%American Trust Custody 26%Pershing 26%
    $19B
  7. 970
    Principal Securities, Inc.DES Moines, IA · 51,941 clientsBroker-dealer firmHybridPrincipal Funds Distributor, Inc., Sami Brokerage LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $17B
  8. 1618
    Avantax Planning Partners, Inc.Dubuque, IA · 8,370 clientsWealth managerHybridCetera Advisors LLC, Cetera Financial Specialists LLC, clears through Pershing
    Schwab 72%Fidelity Personal Trust 28%
    $7.6B
  9. 1985
    Integrity Alliance, LLCUrbandale, IA · 10,885 clientsBroker-dealer firmHybridIntegrity Capital, LLC
    Schwab 56%Pershing 27%
    $5.4B
  10. 2166
    Foster Group, Inc.West DES Moines, IA · 2,101 clientsWealth manager
    Schwab 92%
    $4.8B
  11. 2168
    Nations Financial Group, Inc.Cedar Rapids, IA · 5,569 clientsBroker-dealer firmHybrid
    Wells Fargo 100%
    $4.8B
  12. 2221
    BTC Capital ManagementDES Moines, IA · 80 clientsAsset manager
    Bankers Trust 93%
    $4.6B
  13. 2469
    BFC Planning, Inc.Cedar Rapids, IA · 11,448 clientsWealth managerPublic-company ownedHybridBerthel, Fisher & Company Financial Services, Inc., Securities Management and Research, Inc.
    No custodian reported
    $3.8B
  14. 2514
    Ausdal Financial Partners, Inc.Davenport, IA · 16,572 clientsBroker-dealer firmHybrid
    Schwab 83%
    $3.7B
  15. 2573
    Steele Capital Management, Inc.Dubuque, IA · 1,644 clientsWealth manager
    Schwab 100%
    $3.5B
  16. 2922
    Investment Consulting Group IncDavenport, IA · 179 clientsAsset manager
    Quad City Bank & Trust 49%
    $2.8B
  17. 3981
    Gilbert & Cook, Inc.West DES Moines, IA · 901 clientsWealth managerWrap sponsor
    Schwab 100%
    $1.7B
  18. 4403
    Principal Advised ServicesDES Moines, IA · 23,164 clientsWealth managerBank-affiliatedHybridPrincipal Funds Distributor, Inc., Principal Securities, Inc.
    Apex Fintech 100%
    $1.4B
  19. 4973
    Accel Wealth ManagementWaverly, IA · 1,381 clientsWealth managerHybrid
    Schwab 72%Principal Securities 28%
    $1.1B
  20. 5293
    Northwest Wealth Management, LLCSpencer, IA · 2,128 clientsWealth managerBank-affiliated
    Schwab 92%
    $1.0B
  21. 5359
    Legacy Financial GroupDES Moines, IA · 1,452 clientsWealth managerHybrid
    Schwab 100%
    $1.0B
  22. 5665
    Syverson StregeWest DES Moines, IA · 528 clientsWealth manager
    Schwab 59%SEI 41%
    $911M
  23. 5684
    Berthel Fisher & Company Financial Services, Inc.Cedar Rapids, IA · 3,352 clientsBroker-dealer firmHybrid
    No custodian reported
    $906M
  24. 5697
    Dmkc Advisory Services, LLCDES Moines, IA · 500 clientsWealth managerHybridD.M. Kelly & Company, clears through Wells Fargo Clearing Services
    First Clearing 100%
    $903M
  25. 5777
    Basepoint Wealth, LLCCedar Rapids, IA · 1,263 clientsWealth managerWrap sponsor
    Pershing 75%Fidelity 25%
    $884M
  26. 6679
    RDA Financial NetworkAkron, IA · 1,521 clientsWealth managerHybrid
    Schwab 100%
    $675M
  27. 6683
    West Financial Advisors, L.L.C.DES Moines, IA · 305 clientsWealth manager
    Schwab 100%
    $674M
  28. 7301
    Merkle Retirement PlanningGrimes, IA · 1,019 clientsWealth managerWrap sponsor
    Schwab 100%
    $569M
  29. 7306
    RIA Advisory Group, LLCDES Moines, IA · 1,996 clientsWealth manager
    Schwab 78%Fidelity 22%
    $568M
  30. 7366
    Retireright Consulting GroupWest DES Moines, IA · 500 clientsAsset managerHybrid
    LPL Financial 100%
    $561M
  31. 7519
    Dynamic Financial GroupCedar Falls, IA · 866 clientsWealth managerHybrid
    Fidelity 100%
    $540M
  32. 7521
    Wealth Advisors of Iowa, LLCWest DES Moines, IA · 550 clientsWealth managerWrap sponsor
    LPL Financial 66%Schwab 34%
    $539M
  33. 7596
    Matheson & Rock Wealth Management, LLCDavenport, IA · 428 clientsWealth manager
    Schwab 100%
    $530M
  34. 7678
    Independent Wealth Network, Inc.Urbandale, IA · 1,460 clientsWealth managerHybrid
    Schwab 100%
    $518M
  35. 8254
    Wealthspan Partners, LLCDavenport, IA · 526 clientsWealth manager
    Fidelity 100%
    $451M
  36. 8275
    Nikulski Financial, Inc.Bettendorf, IA · 475 clientsWealth manager
    Altruist 52%Schwab 48%
    $449M
  37. 8453
    FSB Premier Wealth Management, Inc.Waterloo, IA · 934 clientsBroker-dealer firmHybrid
    Schwab 100%
    $432M
  38. 8508
    Legacy Bridge Private Family OfficesWest DES Moines, IA · 67 clientsWealth manager
    Schwab 100%
    $426M
  39. 8514
    Quad-Cities Investment Group, LLCDavenport, IA · 610 clientsWealth manager
    Raymond James 100%
    $426M
  40. 8543
    Valiant Wealth, LLCWest DES Moines, IA · 207 clientsWealth manager
    Schwab 100%
    $423M

RIAs by state