Asset manager · Cedar Rapids, IA
Aegon Asset Management US
Aegon USA Investment Management, LLC · SEC-registered investment adviser · CRD 114537 · SEC 801-60667
At a glance
Aegon Asset Management US is an SEC-registered investment adviser based in Cedar Rapids, Iowa, with $88.8 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 145th of 3,218 asset managers and 287th of 17,210 SEC-registered advisers by assets.
Main office 319-355-5408aegonam.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $89B
- Rank among asset managers
- #145 of 3,218
- Rank among all SEC RIAs
- #287 of 17,210
- Rank in Iowa
- #5 of 91
- Clients
- 80
- Accounts
- 199
- Discretionary
- 100% of AUM
- Employees
- 217
- Advisory staff
- 76
- Offices
- 3
Owners and executives on its Form ADV
- Christopher C ThompsonChief Executive Officer and Elected Manager
- Lara A. OsterhausElected Manager
- Stephen J. JonesAAM CIO, Fixed Income, Equity and Multi-Asset
- Alina SayreChief Compliance Officer
- Scott C. ShineElected Manager
Custody and brokerage
Broker-dealer
Hybrid RIA
Aegon Asset Management US is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Transamerica Capital, LLC and Transamerica Investors Securities, LLC.
- Transamerica Capital, LLC ↗CRD 8217
- Transamerica Investors Securities, LLC ↗CRD 32205
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 12 | $62B | 70% |
| Investment companies | 15 | $14B | 16% |
| Pooled investment vehicles | 36 | $10B | 12% |
| Pension and profit sharing plans | 7 | $1.4B | 2% |
| State or municipal government entities | – | $490M | <1% |
| Other | 5 | $398M | <1% |
| Charitable organizations | 5 | $129M | <1% |
| Sovereign wealth funds and foreign official institutions | – | $41M | <1% |
| Other investment advisers | – | $31M | <1% |
| Corporations or other businesses | – | $24M | <1% |
Private funds
Aegon Asset Management US reports 19 private funds with $7.7B in gross assets: private equity funds, securitized asset funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Aegon Asset Management US answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗aegonam.com ↗
AtlasMembers
The full record on Aegon Asset Management US
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 234 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Aegon Asset Management US manage?
Aegon Asset Management US reports $88.8 billion in regulatory assets under management across 199 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Aegon Asset Management US?
Aegon Asset Management US is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Aegon Asset Management US’s clients?
By assets, its largest client types are insurance companies ($61.9 billion, 12 clients); investment companies ($14.0 billion, 15 clients); pooled investment vehicles ($10.4 billion, 36 clients).
Does Aegon Asset Management US manage private funds?
Yes. It reports 19 private funds with $7.7 billion in gross assets, including private equity funds, securitized asset funds, other private funds.
Does Aegon Asset Management US have any disciplinary history?
Aegon Asset Management US answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Aegon Asset Management US’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →