Asset manager · Dubuque, IA
Stackstone Wealth, LLC
SEC-registered investment adviser · CRD 342692 · SEC 801-136461
At a glance
Stackstone Wealth, LLC is an SEC-registered investment adviser based in Dubuque, Iowa, with $0 in regulatory assets under management as of its Form ADV filed August 25, 2026. By Form ADV it is a asset manager, ranked 2,944th of 3,218 asset managers and 16,929th of 17,210 SEC-registered advisers by assets.
Main office 563-552-7000As filed on Form ADV
- Regulatory AUM
- $0M
- Rank among asset managers
- #2,944 of 3,218
- Rank among all SEC RIAs
- #16,929 of 17,210
- Rank in Iowa
- #89 of 91
- Clients
- 0
- Accounts
- 0
- Discretionary
- 0% of AUM
- Employees
- 27
- Advisory staff
- 18
- Offices
- 4
Owners and executives on its Form ADV
- Stacy L. SizemoreChief Compliance Officer
- Scott G. LeibfriedChief Executive Officer
- Joseph A. LeibfriedPresident
Custody and brokerage
Custodian
Stackstone Wealth, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Disciplinary disclosures
Stackstone Wealth, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Stackstone Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 626 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Stackstone Wealth, LLC manage?
Stackstone Wealth, LLC reports $0 in regulatory assets under management, on its Form ADV filed August 25, 2026.
What kind of firm is Stackstone Wealth, LLC?
Stackstone Wealth, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Does Stackstone Wealth, LLC have any disciplinary history?
Stackstone Wealth, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Stackstone Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →