Wealth manager, independent · Smithfield, RI
Wealth Management Resources, Inc.
SEC-registered investment adviser · CRD 45452 · SEC 801-57281
At a glance
Wealth Management Resources, Inc. is an SEC-registered investment adviser based in Smithfield, Rhode Island, with $385 million in regulatory assets under management as of its Form ADV filed September 21, 2026. Its largest client group by assets is individuals, and it reports 590 individual clients. By Form ADV it is a wealth manager, ranked 3,624th of 8,915 wealth managers and 8,982nd of 17,210 SEC-registered advisers by assets.
Main office 401-356-1400wealthmanagers.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $385M
- Rank among wealth managers
- #3,624 of 8,915
- Rank among all SEC RIAs
- #8,982 of 17,210
- Rank in Rhode Island
- #27 of 49
- Individual clients
- 590
- High-net-worth clients
- 69
- Accounts
- 1,508
- Discretionary
- 95% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
- Arthur C. EverlyShareholder
- Todd M. CasazzaPresident, Investment Advisor Representative, and Registered Representative
- Kevin R. WorthleyExecutive Vice President
- Scott G. EverlyExecutive Vice President and Registered Representative
- Kevin R. WorthleyChief Compliance Officer
- Marissa L. DuckworthShareholder
Custody and brokerage
Broker-dealer
Hybrid RIA
Wealth Management Resources, Inc. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Two of our supervised persons are Registered Representatives of a broker-dealer, Purshe Kaplan Sterling (PKS) member FINRA/SIPC, as described below.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 521 | $193M | 50% |
| High-net-worth individuals | 69 | $161M | 42% |
| Pension and profit sharing plans | 19 | $26M | 7% |
| Charitable organizations | 13 | $3M | <1% |
| Corporations or other businesses | – | $2M | <1% |
Disciplinary disclosures
Wealth Management Resources, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗wealthmanagers.com ↗
AtlasMembers
The full record on Wealth Management Resources, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,124 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wealth Management Resources, Inc. manage?
Wealth Management Resources, Inc. reports $385 million in regulatory assets under management across 1,508 accounts, 95% of it on a discretionary basis, on its Form ADV filed September 21, 2026.
What kind of firm is Wealth Management Resources, Inc.?
Wealth Management Resources, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wealth Management Resources, Inc.’s clients?
By assets, its largest client types are individuals ($193 million, 521 clients); high-net-worth individuals ($161 million, 69 clients); pension and profit sharing plans ($26 million, 19 clients).
Does Wealth Management Resources, Inc. have any disciplinary history?
Wealth Management Resources, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wealth Management Resources, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →