Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Westerly, RI
Every SEC-registered financial advisor at a firm office in Westerly who lists the Certified Financial Planner designation, A to Z.
6 CFP professionals work in Westerly; the most are at Edward Jones (2). 4 are also registered broker representatives.
CFP advisors in Westerly, A to Z
Every advisor in Westerly →- Matthew J. CunninghamFirst Financial Advisory Services Inc. · Certified Financial Planner
- Leah A. GardinerEdward Jones · Certified Financial Planner
- Thomas GardinerEdward Jones · Certified Financial Planner
- Bryan D. PitneyProfessional Planning Group · Certified Financial Planner
- Stephen C. PoplaskiWashington Trust Advisors · Certified Financial Planner, Personal Financial Specialist
- Aaron P. WadeWashington Trust Advisors · Certified Financial Planner
Firms with the most CFP professionals in Westerly
Edward Jones 2Washington Trust Advisors 2First Financial Advisory Services Inc. 1Professional Planning Group 1
CFP advisors in other Rhode Island cities
All of Rhode Island →Providence 44Warwick 25Johnston 12Middletown 9Cranston 8North Kingstown 8East Greenwich 7Lincoln 6Newport 6West Warwick 6Charlestown 5East Providence 5Smithfield 5Greenville 4North Smithfield 3Saunderstown 3South Kingstown 3Wakefield 3
Questions
How many CFP financial advisors are in Westerly, RI?
6 SEC-registered investment adviser representatives at firm offices in Westerly, Rhode Island list the CFP designation; Edward Jones employs the most of them (2).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Westerly?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.