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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in West Warwick, RI

Every SEC-registered financial advisor at a firm office in West Warwick who lists the Certified Financial Planner designation, A to Z.

6 CFP professionals work in West Warwick; the most are at Capital Wealth Management, LLC (3). 4 are also registered broker representatives.

CFP advisors in West Warwick, A to Z

Every advisor in West Warwick →

Firms with the most CFP professionals in West Warwick

Capital Wealth Management, LLC 3Summit Financial, LLC 2Balanced Wealth Management, LLC. 1

CFP advisors in other Rhode Island cities

All of Rhode Island →

Providence 44Warwick 25Johnston 12Middletown 9Cranston 8North Kingstown 8East Greenwich 7Lincoln 6Newport 6Westerly 6Charlestown 5East Providence 5Smithfield 5Greenville 4North Smithfield 3Saunderstown 3South Kingstown 3Wakefield 3

Questions

How many CFP financial advisors are in West Warwick, RI?

6 SEC-registered investment adviser representatives at firm offices in West Warwick, Rhode Island list the CFP designation; Capital Wealth Management, LLC employs the most of them (3).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in West Warwick?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.