President, Chief Executive Officer and Chief Compliance Officer · Capital Wealth Management, LLC
Lee A. Duckworth
CRD 2097591 · Named on Form ADV at one SEC-registered adviser
At a glance
Capital Wealth Management, LLC, an SEC-registered wealth manager based in West Warwick, RI with $1.1 billion in regulatory assets, lists Lee A. Duckworth on its Form ADV as President, Chief Executive Officer and Chief Compliance Officer, a control person.
Firms and roles
- Capital Wealth Management, LLCPresident, Chief Executive Officer and Chief Compliance OfficerWealth manager · West Warwick, RI · $1.1B in regulatory assets
AtlasMembers
Lee’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian A. GlatzDirector of Research, Capital Wealth Management, LLC
- Lawrence F. DooleyChief Investment Officer, Capital Wealth Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lee’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.